Fund management regulation
Regulatory framework and authorities
How is fund management regulated in your jurisdiction? Which authorities have primary responsibility for regulating funds, fund managers and those marketing funds?
Investment fund business in Switzerland is governed by:
the Collective Investment Schemes Act (CISA);
the Collective Investment Schemes Ordinance (CISO);
the FINMA Collective Investment Schemes Ordinance (CISO-FINMA);
the FINMA Collective Investment Schemes Bankruptcy Ordinance (CISBO-FINMA);
the Financial Institutions Act (FinIA);
the Financial Institutions Ordinance (FinIO);
the FINMA Financial Institutions Ordinance (FinIO-FINMA);
the Financial Services Act (FinSA); and
the Financial Services Ordinance (FinSO).
